What does Redwood do with your personal information?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

• Social Security number and assets
• Account balances and transaction history
• Wire transfer instructions and risk tolerance

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Redwood chooses to share; and whether you can limit this sharing.

Reasons we can share your information

For our everyday business purposes – such as to process your transactions, maintain your account(s),respond to court orders and legal investigations, or report to credit bureaus
Does Redwood share? - Yes
Can you limit this sharing? - No

For our marketing purposes – to offer our products and services to you
Does Redwood share? - No
Can you limit this sharing? - We don’t share

For joint marketing with other financial companies
Does Redwood share? - No
Can you limit this sharing? - We don’t share

For our affiliates’ everyday business purposes – information about your transactions and experiences
Does Redwood share? - No
Can you limit this sharing? - We don’t share

For our affiliates’ everyday business purposes – information about your creditworthiness
‍Does Redwood share? - No
Can you limit this sharing? - We don’t share

For our affiliates to market to you
Does Redwood share? - No
Can you limit this sharing? - We don’t share

For non-affiliates to market to you
Does Redwood share? - No
Can you limit this sharing? - We don’t share

Questions

Call (617) 467-3000

Who we are

Who is providing this notice?
‍Redwood Investments, LLC

What we do

How does Redwood protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Redwood collect my personal information?
We collect your personal information, for example, when you

• Provide contact information or your social security number
• Make a wire transfer or direct us where to send money
• Invest in the securities we manage

Why can’t I limit all sharing?
Federal Law gives you the right to limit only

• sharing for affiliates’ everyday business purposes –information about your creditworthiness
• affiliates from using your information to market to you
• sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates
Companies related by common ownership or control. They can be financial and nonfinancial companies.

• Redwood does not share with affiliates so they can market to you.

Non-affiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies.

• Redwood does not share with non-affiliates so they can market to you.

Joint marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

• Redwood does not jointly market.

Other Important Information